Implicit Safety Alignment from Crowd Preferences
Summary
The paper introduces Safe Crowd Preference-based Reinforcement Learning (Safe-CPRL), a hierarchical framework designed to extract and transfer implicit safety objectives from diverse crowd preference datasets to downstream reinforcement learning tasks. Traditional reward combination methods, which directly optimize a preference-learned reward with task rewards, are shown to have limitations, including sensitivity to weighting and performance degradation from user-specific components in imbalanced datasets. Safe-CPRL instead learns low-level, safety-aligned skills using a VAE-based latent skill model (Safe-VPL) or a CPL-based variant (Safe-CPL) from crowd preferences. A high-level policy then composes these skills to solve new tasks, maximizing only the downstream task reward. Experiments across six safe RL environments and a preliminary LLM-style task demonstrate that Safe-CPRL significantly reduces safety costs (e.g., 1.0 vs. 0.01–0.02 normalized cost) while maintaining task performance comparable to oracle methods that use ground-truth safety signals.
Key takeaway
For Machine Learning Engineers developing safe RL agents in complex, multi-objective environments, you should consider adopting a hierarchical skill composition approach like Safe-CPRL. This method effectively extracts implicit safety objectives from crowd preferences, even with imbalanced data, and transfers them to new tasks without requiring explicit safety rewards. By composing pre-learned, safety-aligned skills, your agents can achieve robust safety performance while maintaining task efficacy, mitigating the challenges of hand-specifying complete reward functions.
Key insights
A hierarchical RL framework can extract and compose implicit safety-aligned skills from diverse crowd preferences to solve new tasks safely.
Principles
- Direct reward combination struggles with user-specific components and weighting.
- Composing preference-aligned skills inherently enforces shared safety criteria.
- More accurate latent variable modeling leads to more versatile skills.
Method
Safe-CPRL uses a VAE (or CPL variant) to learn latent-conditioned low-level skills from crowd preferences. A high-level policy then composes these skills, regularized by a prior, to maximize downstream task rewards using offline or online RL.
In practice
- Use VAE-based skill discovery to model diverse user-preferred behaviors.
- Train a high-level policy to compose these skills for new tasks.
- Regularize high-level policy to stay within learned latent skill structure.
Topics
- Reinforcement Learning from Human Feedback
- Safety Alignment
- Crowd Preferences
- Hierarchical Reinforcement Learning
- Skill Discovery
- Large Language Models
Code references
- qianlin04/Implicit-Safety-Alignment-from-Crowd-Preferences
- WEIRDLabUW/vpl
- sfujim/TD3
- sfujim/TD3_BC
- liuzuxin/OSRL
Best for: Research Scientist, AI Scientist, Machine Learning Engineer, AI Ethicist
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Editorial summary, takeaway, and curation by AIssential. Original article published by cs.AI updates on arXiv.org.