STRIDE-ED: A Strategy-Grounded Stepwise Reasoning Framework for Empathetic Dialogue Systems

· Source: cs.AI updates on arXiv.org · Field: Technology & Digital — Artificial Intelligence & Machine Learning, Software Development & Engineering, Data Science & Analytics · Depth: Expert, extended

Summary

STRIDE-ED is a novel framework designed to enhance empathetic dialogue systems by integrating a strategy-grounded, interpretable, and deep reasoning approach. It addresses limitations in existing methods, such as incomplete empathy strategy coverage, lack of task-aligned multi-stage reasoning, and insufficient strategy-aware supervision. The framework models empathetic dialogue as a structured, strategy-conditioned cognitive process, encompassing scenario summarization, emotion recognition, strategy inference, and strategy-guided response generation. To facilitate learning, STRIDE-ED employs a data refinement pipeline that uses LLM-based annotation, multi-model consistency-weighted evaluation, and dynamic sampling to create high-quality, strategy-aligned training data. Furthermore, it utilizes a two-stage training paradigm combining supervised fine-tuning with multi-objective reinforcement learning. Experiments show STRIDE-ED generalizes across various open-source LLMs, including DeepSeek-7B-Chat, Qwen, Llama, and GLM families, consistently outperforming baselines on automatic metrics (e.g., BLEU-1, emotion accuracy) and human evaluations for empathy, relevance, and fluency.

Key takeaway

For AI Engineers developing empathetic dialogue systems, STRIDE-ED offers a robust framework to improve response quality. You should consider integrating explicit cognitive reasoning steps (scenario, emotion, strategy, action) and a comprehensive empathy strategy system into your LLM-based models. Furthermore, prioritize high-quality, strategy-aware data curation using LLM-based annotation and consistency-weighted sampling, and refine your models with a two-stage training approach combining supervised fine-tuning and reinforcement learning to achieve superior empathetic controllability and relevance.

Key insights

Empathetic dialogue systems benefit from explicit, strategy-grounded, multi-stage reasoning and high-quality, strategy-aware data.

Principles

Method

STRIDE-ED uses LLM-based annotation, consistency-weighted scoring, and strategy-aware sampling to refine training data, followed by two-stage SFT and PPO reinforcement learning for model optimization.

In practice

Topics

Code references

Best for: AI Engineer, Research Scientist, AI Scientist, Machine Learning Engineer, NLP Engineer

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Editorial summary, takeaway, and curation by AIssential. Original article published by cs.AI updates on arXiv.org.