Document Overlap Is Not Evidence Continuity: Measuring Retrieval Jitter in Citation-Based RAG Evaluation

· Source: Paper Index on ACL Anthology · Field: Technology & Digital — Artificial Intelligence & Machine Learning, Data Science & Analytics · Depth: Advanced, quick

Summary

Punitha Ponnuraj's paper, "Document Overlap Is Not Evidence Continuity: Measuring Retrieval Jitter in Citation-Based RAG Evaluation," presents a diagnostic study challenging the assumption that retrieved evidence in RAG systems remains reproducible. The research investigates "retrieval jitter" by fixing queries, embeddings, and decoding while varying retrieval depth, chunk size, and overlap. Measuring evidence identity at both document (doc_id) and exact cited span (doc_id, span_hash) levels across BEIR ArguAna and SciFact datasets, the study reveals a consistent "Stability Gap." While document overlap remains moderate, span overlap frequently collapses, often showing total span turnover despite non-empty retrieval. This span-level instability is interpreted as a diagnostic of exact evidence-trace reproducibility issues, not semantic equivalence, motivating the inclusion of stability diagnostics in citation-based RAG evaluation metrics.

Key takeaway

For Machine Learning Engineers evaluating RAG systems, relying solely on document-level citations for evidence reproducibility is insufficient. This research demonstrates that exact cited spans can exhibit total turnover despite moderate document overlap, indicating significant "retrieval jitter." You should integrate span-level stability diagnostics alongside traditional citation-based metrics to accurately assess evidence-trace reproducibility. This ensures your RAG evaluations reflect true system reliability and prevent misleading conclusions about evidence continuity.

Key insights

Retrieval jitter causes significant instability in exact evidence spans, even when documents remain consistent, challenging RAG evaluation reproducibility.

Principles

Method

Measure "retrieval jitter" by varying RAG parameters (depth, chunk size, overlap) while fixing queries, embeddings, and decoding. Assess evidence identity at document and span levels.

In practice

Topics

Best for: Research Scientist, AI Architect, AI Engineer, AI Scientist, Machine Learning Engineer, NLP Engineer

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Editorial summary, takeaway, and curation by AIssential. Original article published by Paper Index on ACL Anthology.